File Formats


Learning Objective

Upon completion of this section you will have a better understanding of the following file formats, how to read them and interpret the information they contain.

  • FASTA – plain sequences
  • FASTQ – sequencing reads
  • GFF – gene models
  • GTF - variation of GFF
  • VCF – sequence variants
  • SAM – sequence alignments
  • BAM – alignments in binary

FASTA

Text file format for storing sequences for nucleotide & amino acid data. For a given sequence, a single line description and ID is supplied followed by one or more lines of sequence. Multiple sequences can be placed in a single file and empty lines are typically ignored by programs. The recommended number of sequence characters per line is 60 – 80.

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Line 1: starts with “>” followed by ID  
Line 2: Sequence data

Examples for FASTA file

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>gi|296581|emb|Z22600.1| D.tigrina homeodomain mRNA
ttcgcggttcataactacctgacgaggttgagacggtacgagctggcggtggccctcaatcttaacgaaa
gacagataaaagtttgg
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>gi|425153|gb|L26238.1|MUSHOME Mus domesticus (lbx) homeodomain mRNA, partial cds
CCATTTCAACAAGTACCTGACCAGGGCTCGGCGAGTGGAAGTTGCCGCTATTCTCGAGCTCAACGAAACT
CAAGTGAAAATT
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>gi|2695691|gb|AAC36493.1| BRCA1 [Rattus norvegicus]
MDLSAVRIQEVQNVLHAMQKILECPICLELIKEPVSTQCDHIFCKFCMLKLLNQKKGPSQCPLCKNEITK
RSLQGSARFSQLVEELLKIIDAFELDTGMQCANGFSFSKKKNSSSELLNEDASIIQSVGYRNRVKKLQQI
ESGSATLKDSLSVQLSNLGIVRSMKKNRQTQPQNKSVYIALESDSSEERVNAPDGCSVRDQELFQIAPGG
AGDEGKLNSAKKAACDFSEGIRNIEHHQCSDKDLNPTENHATERHPEKCPRISVANVHVEPCGTDARASS

Common Errors that occur with FASTA file

  • Program requires the sequences to be all on a single line but the FASTA file is on multiple lines
  • Program requires the sequences to be on multiple lines with a string length per line less than 80 characters but the sequences are written on a single line

FASTQ

FASTQ files are similar to FASTA but also contain the quality score of the sequence data (only nucleotide sequences). The format contains two additional lines beyond FASTA format.

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Line 1: starts with “@” followed by ID  
Line 2: Sequence data  
Line 3: Starts with “+”       rest of the description is optional  
Line 4:Quality score for each base in the sequence

Example for FASTQ file

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@HISEQ:402:H147CADXX:1:1101:1250:2208 1:N:0:CGATGT
TGATGCTGCNAATTTTATTCAGTCAGCGGAGGGGGCTTACGTGTATTTTCTGCAACCTTT
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CCCFFFFFH#4AFIJJJJJJJJIJJJJJJJJJJJJJJJJJJHHHHHHFFFFFFFEEEEED

Quality score

  • Probability of an error in base calling
  • Higher score means lower probability of error
  • Quality scores are often represented as ASCII characters
  • Here are the ASCII characters in left-to-right increasing order of quality:
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!"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}~
  • The rule for converting an ASCII character to an integer varies
  • Different types of encoding available (Sanger, Phred, etc..)
  • Different sequencing technologies use different encoding

For more information on Quality Score encoding see Fastq Quality score Encoding


GFF: General Feature Format

This is a nine column tab separated text file that stores information about gene annotation. It has several versions which are similar but not compatible

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Column 1  seqID (e.g. chromosome/scaffold, genome id, etc..)  
Column 2  Source (program used to generate or location of download)  
Column 3  Feature type (gene, mRNA, CDS, exon, etc.)  
Column 4  Start position of feature  
Column 5  End position of feature  
Column 6  Score (some program outputs will have a score of confidence for feature)  
Column 7  Strand (+,-,.)  
Column 8  Phase  
Column 9  List of attributes in the format tag=value. Multiple attributes are separated by “;”

Undefined fields are replaced with “.” character
In GFF3 format, the first line ## gff -version 3 is mandatory.


Examples for GFF file

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##gff-version 3
##date Thu Nov  7 15:29:10 2013
##source gbrowse gbgff gff3 dumper
Chr1	TAIR9	gene	813471	816749	.	+	.	ID=AT1G03310;Note=protein_coding_gene;Name=AT1G03310
Chr1	TAIR9	mRNA	813471	816749	.	+	.	ID=AT1G03310.1;Parent=AT1G03310;Name=AT1G03310.1;Index=1
Chr1	TAIR9	protein	813975	816623	.	+	.	ID=AT1G03310.1-Protein;Name=AT1G03310.1;Derives_from=AT1G03310.1
Chr1	TAIR9	exon	813471	813581	.	+	.	Parent=AT1G03310.1
Chr1	TAIR9	five_prime_UTR	813471	813581	.	+	.	Parent=AT1G03310.1
Chr1	TAIR9	exon	813929	816749	.	+	.	Parent=AT1G03310.1
Chr1	TAIR9	five_prime_UTR	813929	813974	.	+	.	Parent=AT1G03310.1
Chr1	TAIR9	CDS	813975	816623	.	+	0	Parent=AT1G03310.1,AT1G03310.1-Protein;
Chr1	TAIR9	three_prime_UTR	816624	816749	.	+	.	Parent=AT1G03310.1
Chr1	TAIR9	mRNA	813486	816749	.	+	.	ID=AT1G03310.2;Parent=AT1G03310;Name=AT1G03310.2;Index=1
Chr1	TAIR9	protein	813975	816623	.	+	.	ID=AT1G03310.2-Protein;Name=AT1G03310.2;Derives_from=AT1G03310.2
Chr1	TAIR9	exon	813486	813604	.	+	.	Parent=AT1G03310.2
Chr1	TAIR9	five_prime_UTR	813486	813604	.	+	.	Parent=AT1G03310.2
Chr1	TAIR9	exon	813929	816749	.	+	.	Parent=AT1G03310.2
Chr1	TAIR9	five_prime_UTR	813929	813974	.	+	.	Parent=AT1G03310.2
Chr1	TAIR9	CDS	813975	816623	.	+	0	Parent=AT1G03310.2,AT1G03310.2-Protein;
Chr1	TAIR9	three_prime_UTR	816624	816749	.	+	.	Parent=AT1G03310.2
Chr1	TAIR9	gene	795532	798463	.	-	.	ID=AT1G03260;Note=protein_coding_gene;Name=AT1G03260
Chr1	TAIR9	mRNA	795532	798463	.	-	.	ID=AT1G03260.1;Parent=AT1G03260;Name=AT1G03260.1;Index=1
Chr1	TAIR9	protein	795678	798102	.	-	.	ID=AT1G03260.1-Protein;Name=AT1G03260.1;Derives_from=AT1G03260.1
Chr1	TAIR9	five_prime_UTR	798103	798463	.	-	.	Parent=AT1G03260.1
Chr1	TAIR9	CDS	798001	798102	.	-	0	Parent=AT1G03260.1,AT1G03260.1-Protein;
Chr1	TAIR9	exon	798001	798463	.	-	.	Parent=AT1G03260.1
Chr1	TAIR9	gene	799191	802436	.	+	.	ID=AT1G03270;Note=protein_coding_gene;Name=AT1G03270
Chr1	TAIR9	mRNA	799191	802436	.	+	.	ID=AT1G03270.1;Parent=AT1G03270;Name=AT1G03270.1;Index=1
Chr1	TAIR9	protein	799191	802436	.	+	.	ID=AT1G03270.1-Protein;Name=AT1G03270.1;Derives_from=AT1G03270.1
Chr1	TAIR9	exon	799191	799431	.	+	.	Parent=AT1G03270.1

Following example is the canonical gene definition by Lincoln Stein

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##gff-version 3
##sequence-region   ctg123 1 1497228
ctg123 . gene            1000  9000  .  +  .  ID=gene00001;Name=EDEN

ctg123 . TF_binding_site 1000  1012  .  +  .  ID=tfbs00001;Parent=gene00001

ctg123 . mRNA            1050  9000  .  +  .  ID=mRNA00001;Parent=gene00001;Name=EDEN.1
ctg123 . mRNA            1050  9000  .  +  .  ID=mRNA00002;Parent=gene00001;Name=EDEN.2
ctg123 . mRNA            1300  9000  .  +  .  ID=mRNA00003;Parent=gene00001;Name=EDEN.3

ctg123 . exon            1300  1500  .  +  .  ID=exon00001;Parent=mRNA00003
ctg123 . exon            1050  1500  .  +  .  ID=exon00002;Parent=mRNA00001,mRNA00002
ctg123 . exon            3000  3902  .  +  .  ID=exon00003;Parent=mRNA00001,mRNA00003
ctg123 . exon            5000  5500  .  +  .  ID=exon00004;Parent=mRNA00001,mRNA00002,mRNA00003
ctg123 . exon            7000  9000  .  +  .  ID=exon00005;Parent=mRNA00001,mRNA00002,mRNA00003
##gff-version 3
##sequence-region   ctg123 1 1497228
ctg123 . gene            1000  9000  .  +  .  ID=gene00001;Name=EDEN

ctg123 . TF_binding_site 1000  1012  .  +  .  ID=tfbs00001;Parent=gene00001

ctg123 . mRNA            1050  9000  .  +  .  ID=mRNA00001;Parent=gene00001;Name=EDEN.1
ctg123 . mRNA            1050  9000  .  +  .  ID=mRNA00002;Parent=gene00001;Name=EDEN.2
ctg123 . mRNA            1300  9000  .  +  .  ID=mRNA00003;Parent=gene00001;Name=EDEN.3

ctg123 . exon            1300  1500  .  +  .  ID=exon00001;Parent=mRNA00003
ctg123 . exon            1050  1500  .  +  .  ID=exon00002;Parent=mRNA00001,mRNA00002
ctg123 . exon            3000  3902  .  +  .  ID=exon00003;Parent=mRNA00001,mRNA00003
ctg123 . exon            5000  5500  .  +  .  ID=exon00004;Parent=mRNA00001,mRNA00002,mRNA00003
ctg123 . exon            7000  9000  .  +  .  ID=exon00005;Parent=mRNA00001,mRNA00002,mRNA00003

ctg123 . CDS             1201  1500  .  +  0  ID=cds00001;Parent=mRNA00001;Name=edenprotein.1
ctg123 . CDS             3000  3902  .  +  0  ID=cds00001;Parent=mRNA00001;Name=edenprotein.1
ctg123 . CDS             5000  5500  .  +  0  ID=cds00001;Parent=mRNA00001;Name=edenprotein.1
ctg123 . CDS             7000  7600  .  +  0  ID=cds00001;Parent=mRNA00001;Name=edenprotein.1

ctg123 . CDS             1201  1500  .  +  0  ID=cds00002;Parent=mRNA00002;Name=edenprotein.2
ctg123 . CDS             5000  5500  .  +  0  ID=cds00002;Parent=mRNA00002;Name=edenprotein.2
ctg123 . CDS	     	   7000  7600  .  +  0  ID=cds00002;Parent=mRNA00002;Name=edenprotein.2

ctg123 . CDS             3301  3902  .  +  0  ID=cds00003;Parent=mRNA00003;Name=edenprotein.3
ctg123 . CDS	     	   5000  5500  .  +  1  ID=cds00003;Parent=mRNA00003;Name=edenprotein.3
ctg123 . CDS	     	   7000  7600  .  +  1  ID=cds00003;Parent=mRNA00003;Name=edenprotein.3

ctg123 . CDS             3391  3902  .  +  0  ID=cds00004;Parent=mRNA00003;Name=edenprotein.4
ctg123 . CDS	     	   5000  5500  .  +  1  ID=cds00004;Parent=mRNA00003;Name=edenprotein.4
ctg123 . CDS	     	   7000  7600  .  +  1  ID=cds00004;Parent=mRNA00003;Name=edenprotein.4

More information on GFF3 files

GTF: Gene Transfer Formats

GTF is a slight variation on GFF. The first 8 columns are the same. The 9th column has a different syntax requiring two attributes

  • gene_id
  • transcript_id

Each attribute consist of a type/value pare which should be separated with exactly one space and should end in “;”


Example for GTF file

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AB000381 Twinscan  CDS          380   401   .   +   0  gene_id "001"; transcript_id "001.1";
AB000381 Twinscan  CDS          501   650   .   +   2  gene_id "001"; transcript_id "001.1";
AB000381 Twinscan  CDS          700   707   .   +   2  gene_id "001"; transcript_id "001.1";
AB000381 Twinscan  start_codon  380   382   .   +   0  gene_id "001"; transcript_id "001.1";
AB000381 Twinscan  stop_codon   708   710   .   +   0  gene_id "001"; transcript_id "001.1";

GFF for comparison

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ctg123 . mRNA            1050  9000  .  +  .  ID=mRNA00001;Parent=gene00001;Name=EDEN.1
ctg123 . mRNA            1050  9000  .  +  .  ID=mRNA00002;Parent=gene00001;Name=EDEN.2
ctg123 . mRNA            1300  9000  .  +  .  ID=mRNA00003;Parent=gene00001;Name=EDEN.3


VCF: Variant Call Format

VCF is a text file for storing sequence variants, SNPs and InDels. Unlike other formats VCF does not store all of the redundant genetic data that is shared across the genomes.

  • Meta data lines : each line starts with ## followed by key=value pairs
  • single header line : starts with single # and describes columns in the data lines
  • data lines: sequence variation data

Meta data lines

Should start with a single “fileformat” line

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##fileformat=format verstion number

it is strongly recommended that meta data includes INFO, FILTER and FORMAT lines.

INFO

First four keys are mandatory

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##INFO=<ID=GT,Number=number,Type=type,Description="description",Source="source",Version="version">

FILTER

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##FILTER=<ID=ID,Description="description">

FORMAT

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##FORMAT=<ID=ID,Number=number,Type=type,Description="description">

Header line

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#CHROM  POS     ID      REF     ALT     QUAL    FILTER  INFO    FORMAT  sample1 sample2 ... sampleN

Column 1: CHROM – chromosome name  
Column 2: POS – position in the chromosome  
Column 3:  ID – identifier  
Column 4: REF – reference base(s) in the   reference genome  
Column 5: ALT – alternate base(s) in the comparing sequence  
Column 6: QUAL – quality score  
Column 7: FILTER – filter status  
Column 8: INFO – additional information  
Column 9: FORMAT – genotype information  
Column 10: sample–1  
Column 11: sample–2 and so on …  


VCF Data line Examples

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Chr1    27767199        .       G       GA      743.73  .       AC=2;AF=1.00;AN=2;BaseQRankSum=-1.985;ClippingRankSum=-0.117;DP=42;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=41.32;MQ0=0;MQRankSum=-1.129;QD=17.71;ReadPosRankSum=-0.195   GT:AD:DP:GQ:PL  1/1:2,30:32:38:781,38,0
Chr1    27767571        .       CATAT   C       814.73  .       AC=2;AF=1.00;AN=2;DP=46;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=43.25;MQ0=0;QD=4.43      GT:AD:DP:GQ:PL  1/1:0,19:19:64:852,64,0
Chr1    27768362        .       T       C       1676.77 .       AC=2;AF=1.00;AN=2;DP=39;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=39.97;MQ0=0;QD=31.09     GT:AD:DP:GQ:PL  1/1:0,39:39:99:1705,117,0
Chr1    27768651        .       A       ATG     1909.73 .       AC=2;AF=1.00;AN=2;DP=52;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=43.32;MQ0=0;QD=18.36     GT:AD:DP:GQ:PL  1/1:0,44:44:99:1947,129,0

Example for VCF file

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##fileformat=VCFv4.1
##FILTER=<ID=LowQual,Description="Low quality">
##FORMAT=<ID=AD,Number=.,Type=Integer,Description="Allelic depths for the ref and alt alleles in the order listed">
##FORMAT=<ID=DP,Number=1,Type=Integer,Description="Approximate read depth (reads with MQ=255 or with bad mates are filtered)">
##FORMAT=<ID=GQ,Number=1,Type=Integer,Description="Genotype Quality">
##FORMAT=<ID=GT,Number=1,Type=String,Description="Genotype">
##INFO=<ID=AC,Number=A,Type=Integer,Description="Allele count in genotypes, for each ALT allele, in the same order as listed">
##INFO=<ID=AF,Number=A,Type=Float,Description="Allele Frequency, for each ALT allele, in the same order as listed">
##INFO=<ID=AN,Number=1,Type=Integer,Description="Total number of alleles in called genotypes">
##INFO=<ID=BaseQRankSum,Number=1,Type=Float,Description="Z-score from Wilcoxon rank sum test of Alt Vs. Ref base qualities">
##INFO=<ID=ClippingRankSum,Number=1,Type=Float,Description="Z-score From Wilcoxon rank sum test of Alt vs. Ref number of hard clipped bases">
##INFO=<ID=DP,Number=1,Type=Integer,Description="Approximate read depth; some reads may have been filtered">
##INFO=<ID=DS,Number=0,Type=Flag,Description="Were any of the samples downsampled?">
##INFO=<ID=FS,Number=1,Type=Float,Description="Phred-scaled p-value using Fisher's exact test to detect strand bias">
##INFO=<ID=HaplotypeScore,Number=1,Type=Float,Description="Consistency of the site with at most two segregating haplotypes">
##contig=<ID=Chr4,length=18585056>
##contig=<ID=Chr5,length=26975502>
##contig=<ID=chloroplast,length=154478>
##contig=<ID=mitochondria,length=366924>
##reference=file:///projects/Arabidopsis.fasta
#CHROM  POS     ID      REF     ALT     QUAL    FILTER  INFO    FORMAT  Sample1
Chr1    27767199        .       G       GA      743.73  .       AC=2;AF=1.00;AN=2;BaseQRankSum=-1.985;ClippingRankSum=-0.117;DP=42;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=41.32;MQ0=0;MQRankSum=-1.129;QD=17.71;ReadPosRankSum=-0.195   GT:AD:DP:GQ:PL  1/1:2,30:32:38:781,38,0
Chr1    27767571        .       CATAT   C       814.73  .       AC=2;AF=1.00;AN=2;DP=46;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=43.25;MQ0=0;QD=4.43      GT:AD:DP:GQ:PL  1/1:0,19:19:64:852,64,0
Chr1    27768362        .       T       C       1676.77 .       AC=2;AF=1.00;AN=2;DP=39;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=39.97;MQ0=0;QD=31.09     GT:AD:DP:GQ:PL  1/1:0,39:39:99:1705,117,0
Chr1    27768651        .       A       ATG     1909.73 .       AC=2;AF=1.00;AN=2;DP=52;FS=0.000;MLEAC=2;MLEAF=1.00;MQ=43.32;MQ0=0;QD=18.36     GT:AD:DP:GQ:PL  1/1:0,44:44:99:1947,129,0


More information for VCF files

VCF 4.2 specification PDF


SAM: Sequence Alignment/Map

SAM is a tab limited text file that stores sequence alignments. SAM includes two sections:

  • Header section
  • Alignment section

Header sections

Header lines start with @ and are optional but if present they should be placed prior to alignment lines.
Each field has a TAG:Value format.

Header record types

Tag Description
@HD The header line
@SQ Reference sequence dictionary
@RG Group read
@PG program
@CO One line comment

More information on Tags and their values can be found at SAM specifications PDF


Alignment section

Each alignment line has 11 mandatory columns

Mandatory columns in alignment lines

columns

Examples for alignment lines

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HISEQ:496:C4KY7ACXX:8:1101:1606:2994    73      4       13740599        36      100M    *       0       0
ATCACAAAGAATATTCATCAATGCTTCACAAAACATTGGAAGGGGTAATAATGATGGAGACGTTTCCAAAAACAACCGTTGATGTTTTTCCATTGTTTCT
;;?=?;=BDDCA:CEEE@4A?,AEB?A?9A?<+?::?CCCD1))08?BD4B?<BBD:C=)(5-;A7@AA=CC/=??(3>@5;;AD###############
MD:Z:32G10T45G5G4       NH:i:1  HI:i:1  NM:i:4  SM:i:36 XQ:i:40 X2:i:0  XO:Z:HU PG:Z:A


 HISEQ:496:C4KY7ACXX:8:1101:1606:2994    133     *       0       0       *       4       13740599        0
ATACAATCGAAAATCATAGTTATTTATGCTCATTCATCGGAAGCTGGGGCAGACTGTTTCAGACAATTACCCATTATTTCTCGAACACTTGAACTAGCAT
(85@34?#############################################################################################
XO:Z:HU

FLAG definition

Flag describes the combination of bitwise FLAGs. Each flag value represent a certain combination of features of the alignment. Every bit is related to the absence (0) or presence (1) of a feature.

Each bit is defined in the following table:

flags

For example Flag value of 17 means that the read is mapped on the reverse strand and it has multiple segments. There are tools to convert the combination value to a feature list such as https://broadinstitute.github.io/picard/explain-flags.html


CIGAR string definition

CIGAR describes how the read aligns with the reference. It consists of one or more components. Each component comprises an operator and the number of bases which the operator applies to. The following table gives an overview of these operators

cigar

CIGAR Example

for the following alignment:

cigar-example

we get:

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   POS: 5
   CIGAR: 3M1I3M1D5M

The POS indicate that the read aligns start at position 5 on the reference. The first 3 bases in the read align with the reference (3M). The next base is missing on the reference (1I). The next 3 bases align (3M). The next base is missing in the read (1D). Then 5 more bases match with the reference (5M).

More examples for CIGAR

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100M – 100 matches
2S98M – 2 soft clipped followed by 98 matches
61M3I36M – 61 matches, 3 insertions, 36 matches

Example for SAM file

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@HD     VN:1.0  SO:unsorted
@PG     ID:GSNAP        PN:gsnap        VN:2014-06-10   CL:gsnap -d TAIR10 --dir=./GSNAPdb//TAIR10 --failed-input=./GSNAPout//1ab-1_failed_alignments -t 4 -N 1 -B 5 -m 5 --part=0/8 --input-buffer-size=1000000 --output-buffer-size=1000000 -A sam --split-output=./GSNAPout//OUT.gsnap.1ab-1_CGATGT_L008_R1_001.fastq.0.8 .//1ab-1_CGATGT_L008_R1_001.fastq .//1ab-1_CGATGT_L008_R2_001.fastq
@SQ     SN:1    LN:30427671
@SQ     SN:2    LN:19698289
@SQ     SN:3    LN:23459830
@SQ     SN:4    LN:18585056
@SQ     SN:5    LN:26975502
@SQ     SN:chloroplast  LN:154478
@SQ     SN:mitochondria LN:366924
HISEQ:496:C4KY7ACXX:8:1101:1606:2994    73      4       13740599        36      100M    *       0       0       ATCACAAAGAATATTCATCAATGCTTCACAAAACATTGGAAGGGGTAATAATGATGGAGACGTTTCCAAAAACAACCGTTGATGTTTTTCCATTGTTTCT    ;;?=?;=BDDCA:CEEE@4A?,AEB?A?9A?<+?::?CCCD1))08?BD4B?<BBD:C=)(5-;A7@AA=CC/=??(3>@5;;AD###############    MD:Z:32G10T45G5G4       NH:i:1  HI:i:1  NM:i:4  SM:i:36 XQ:i:40 X2:i:0  XO:Z:HU PG:Z:A
HISEQ:496:C4KY7ACXX:8:1101:1606:2994    133     *       0       0       *       4       13740599        0       ATACAATCGAAAATCATAGTTATTTATGCTCATTCATCGGAAGCTGGGGCAGACTGTTTCAGACAATTACCCATTATTTCTCGAACACTTGAACTAGCAT    (85@34?#############################################################################################    XO:Z:HU

More information

SAM specifications PDF


BAM: Binary Alignment Map

BAM is the binary format of a SAM file. It has a smaller storage footprint and needs to be decompressed to be human readable.


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